Filing Details
- Accession Number:
- 0001225208-13-025778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 16:38:18
- Reporting Period:
- 2013-12-17
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 16:38:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200442 | J Mark Flaherty | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd. Denton TX 76210 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-17 | 4,200 | $19.21 | 44,280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-17 | 4,200 | $29.00 | 40,080 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-18 | 22,789 | $23.49 | 62,869 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-18 | 22,628 | $19.21 | 85,497 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-18 | 22,628 | $29.04 | 62,869 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-18 | 22,789 | $30.01 | 40,080 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-19 | 10 | $23.49 | 40,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-19 | 10 | $30.04 | 40,080 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-17 | 4,200 | $19.21 | 4,200 | $19.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-18 | 22,628 | $19.21 | 22,628 | $19.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-18 | 22,789 | $23.49 | 22,789 | $23.49 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-19 | 10 | $23.49 | 10 | $23.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,112 | 2021-10-26 | No | 4 | M | Direct | |
60,484 | 2021-10-26 | No | 4 | M | Direct | |
68,407 | 2022-10-29 | No | 4 | M | Direct | |
68,397 | 2022-10-29 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 29, 2013.
- Reflects the weighted average sale price. The range of prices for these transactions was $29.00 to $29.13. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $30.00 to $30.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest annually in four equal installments beginning on October 25, 2012.
- The options vest annually in four equal installments beginning on October 28, 2013.