Filing Details
- Accession Number:
- 0001181431-13-063773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 16:33:55
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 16:33:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1585064 | Fidelity & Guaranty Life | FGL | Life Insurance (6311) | 463489149 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591634 | J. Phillip Gass | 1001 Fleet Street, 6Th Floor Baltimore MD 21202 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-18 | 3,750 | $0.00 | 3,750 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-12-18 | 5,000 | $17.00 | 8,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-12-18 | 12,025 | $0.00 | 20,775 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-18 | 3,408 | $0.00 | 3,408 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,408 | 2020-12-12 | No | 4 | A | Direct |
Footnotes
- Grant of restricted stock.
- Includes restricted stock.
- 5,411 shares of unrestricted common stock issued at the election of the reporting person in lieu of $75,000 cash director retainer and 6,614 additional shares of unrestricted common stock to offset the taxes associated with the receipt of such shares.
- The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.
Billionaire Hedge Funds
