Filing Details
- Accession Number:
- 0001181431-13-063771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 16:33:32
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 16:33:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1585064 | Fidelity & Guaranty Life | FGL | Life Insurance (6311) | 463489149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591638 | William Bawden | 1001 Fleet Street, 6Th Floor Baltimore MD 21202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-18 | 3,750 | $0.00 | 3,750 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-12-18 | 2,000 | $17.00 | 5,750 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-18 | 4,209 | $0.00 | 9,959 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-18 | 3,408 | $0.00 | 3,408 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,408 | 2020-12-12 | No | 4 | A | Direct |
Footnotes
- Grant of restricted stock.
- Includes restricted stock.
- 1,894 shares of unrestricted common stock issued at the election of the reporting person in lieu of $26,250 cash director retainer and 2,315 additional shares of unrestricted common stock to offset the taxes associated with the receipt of such shares.
- The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.