Filing Details
- Accession Number:
- 0000950142-13-002444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 16:30:55
- Reporting Period:
- 2013-12-17
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 16:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893691 | Masonite International Corp | DOOR | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 980377314 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402746 | Oaktree Fund Gp I, L.p. | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403528 | Oaktree Capital Group, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403530 | Oaktree Capital I, L.p. | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1407178 | Ocm Holdings I, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1407181 | Oaktree Holdings, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-17 | 300,497 | $52.20 | 4,477,837 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | $50.77 | 2009-06-09 | 2014-06-09 | 727,537 | 727,537 | Indirect |
Common Stock | Warrants to purchase Common Stock | $50.77 | 2009-06-09 | 2016-06-09 | 545,653 | 545,653 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-06-09 | 727,537 | 727,537 | Indirect |
2016-06-09 | 545,653 | 545,653 | Indirect |
Footnotes
- This Form 4 is being filed with respect to the 4,477,837 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), 727,537 warrants expiring in June 9, 2014 to purchase Common Stock (the "2014 Warrants") and 545,653 warrants expiring in June 9, 2016 to purchase Common Stock (the "2016 Warrants") of which (i) OCM Opportunities Fund V, L.P. ("Fund V") is the direct owner of 391,465 shares of Common Stock, 159,135 2014 Warrants and 119,352 2016 Warrants (ii) OCM Opportunities Fund VI, L.P. ("Fund VI") is the direct owner of 984,653 shares of Common Stock, 355,914 2014 Warrants and 266,934 2016 Warrants, (iii) OCM Opportunities Fund VII Delaware, L.P. ("Fund VII Delaware") is the direct owner of 499,247 shares of Common Stock, 194,228 2014 Warrants and 145,672 2016 Warrants, (iv) OCM Opportunities Fund VIIb, L.P. ("Fund VIIb") is the direct owner of 3,363 shares of Common Stock, 16,303 2014 Warrants and 12,227 2016 Warrants (Cont'd in FN 2)
- (Cont'd from FN 1) (v) OCM Opportunities Fund VIIb (Parallel), L.P. ("Parallel") is the direct owner of 404 shares of Common Stock, 1,957 2014 Warrants and 1,468 2016 Warrants and (vi) OCM Opportunities Fund VIIb Delaware, L.P. ("Fund VIIb Delaware") is the direct owner of 2,598,705 shares of Common Stock (collectively, the "Shareholders").
- The general partner of Fund V is OCM Opportunities Fund V GP, L.P. ("Fund V GP"). The general partner of Fund VI is OCM Opportunities Fund VI GP, L.P. ("Fund VI GP"). The general partner of Fund VII Delaware is OCM Opportunities Fund VII Delaware GP Inc. ("VII GP Inc."). The sole shareholder of VII GP Inc. is OCM Opportunities Fund VII, L.P. ("Opps VII"). The general partner of Opps VII is OCM Opportunities Fund VII GP, L.P. ("VII GP"). The general partner of VII GP is OCM Opportunities Fund VII GP Ltd. ("VII GP Ltd."). The general partner of Fund VIIb Delaware is Oaktree Fund GP, LLC ("GP LLC"). The general partner of each of Fund VIIb and Parallel is OCM Opportunities Fund VIIb GP, L.P. ("Fund VIIb GP"). The general partner of Fund VIIb GP is OCM Opportunities Fund VIIb GP Ltd. ("VIIb GP Ltd.").
- This Form 4 is also being filed by (i) Oaktree Fund GP I, L.P. ("GP I"), as the general partner of each of Fund V GP and Fund VI GP, as the sole shareholder of each of VII GP Ltd. and VIIb GP Ltd. and as the managing member of GP LLC, (ii) Oaktree Capital I, L.P. ("Capital I"), as the general partner of GP I, (iii) OCM Holdings I, LLC ("Holdings I") as the general partner of Capital I and (iv) Oaktree Holdings, LLC ("Holdings LLC"), as the managing member of Holdings I.
- The sole director of each of VII GP Ltd. and VIIb GP Ltd. is Oaktree Capital Management, L.P. ("Management"). The general partner of Management is Oaktree Holdings, Inc. ("Inc.").
- This Form 4 is also being filed by (i) Oaktree Capital Group, LLC ("Capital Group"), as the managing member of Holdings LLC and as the sole shareholder of Inc. and (ii) Oaktree Capital Group Holdings GP, LLC ("OCGH," together with Capital Group, GP I, Capital I, Holdings I and Holdings LLC, collectively, the "Reporting Persons," and each individually, a "Reporting Person"), as the duly elected manager of Capital Group.
- Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Peron is the beneficial owner of any securities covered by this Form 4.
- The members of OCGH are Kevin Clayton, John Frank, Stephen Kaplan, Bruce Karsh, Larry Keele, David Kirchheimer, Howard Marks and Sheldon Stone, who, by virtue of their membership interests in OCGH, may be deemed to share voting and dispositive power with respect to the shares of common stock held by each of the Shareholders. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Shareholders, except to the extent of any pecuniary interest therein.