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Home > Insider Trading > Filing (0001398344-13-005872)

Filing Details

Accession Number:: 0001398344-13-005872
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-19 16:04:13
Reporting Period:: 2013-12-17

Filing Date:: 2013-12-19
Accepted Time:: 2013-12-19 16:04:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880406	Herzfeld Caribbean Basin Fund Inc	CUBA	()	650396889

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1310710	J Thomas Herzfeld	The Herzfeld Caribbean Basin Fund Inc 119 Washington Avenue, Suite 504 Maimi FL 33139	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
The Herzfeld Caribbean Basin Fund (Common Shares)	Acquisiton	2012-12-26	1,550	$7.59	182,828	No	4	J	Direct
The Herzfeld Caribbean Basin Fund (Common Shares)	Acquisiton	2013-12-17	2,000	$7.79	184,828	No	4	P	Direct
The Herzfeld Caribbean Basin Fund (Common Shares)	Acquisiton	2013-12-18	4,100	$7.80	188,928	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	P	Direct
No	4	P	Direct