Filing Details

Accession Number:
0001181431-13-063739
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 15:56:59
Reporting Period:
2013-12-17
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 15:56:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
930775 Encision Inc ECIA.PK Surgical & Medical Instruments & Apparatus (3841) 841162056
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1052516 D Vern Kornelsen 4605 Denice Drive
Englewood CO 80111
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-17 525,000 $0.80 2,158,517 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2013-12-17 262,500 $0.00 262,500 $1.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
262,500 2013-12-17 2018-12-16 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 74,221 Direct
Footnotes
  1. The common stock and the common stock warrants were purchased directly from the Company in a private placement transaction.
  2. 2,158,517 common stock shares are held directly by CMED Partners LLLP and indirectly by the reporting person.
  3. 262,500 warrant shares are held directly by CMED Partners LLLP and indirectly by the reporting person.