Filing Details
- Accession Number:
- 0001181431-13-063739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 15:56:59
- Reporting Period:
- 2013-12-17
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 15:56:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
930775 | Encision Inc | ECIA.PK | Surgical & Medical Instruments & Apparatus (3841) | 841162056 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1052516 | D Vern Kornelsen | 4605 Denice Drive Englewood CO 80111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-17 | 525,000 | $0.80 | 2,158,517 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-12-17 | 262,500 | $0.00 | 262,500 | $1.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
262,500 | 2013-12-17 | 2018-12-16 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 74,221 | Direct |
Footnotes
- The common stock and the common stock warrants were purchased directly from the Company in a private placement transaction.
- 2,158,517 common stock shares are held directly by CMED Partners LLLP and indirectly by the reporting person.
- 262,500 warrant shares are held directly by CMED Partners LLLP and indirectly by the reporting person.