Filing Details
- Accession Number:
- 0001209191-13-057930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 13:15:50
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 13:15:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245289 | Richard W Roth | 110 W Taylor Street San Jose CA 95110 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-18 | 2,303 | $14.85 | 220,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-18 | 2,303 | $28.00 | 217,786 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-12-18 | 2,303 | $0.00 | 2,303 | $14.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,300 | Indirect | By Separate Property Trust |
Footnotes
- Includes 56,792 shares of issuer's common stock. Also includes 56,901 shares of the issuer's common stock underlying restricted stock units, and 106,396 shares of the issuer's common stock underlying deferred restricted stock, which may be subject in whole or in part to vesting schedules tied to Mr. Roth's continued service with the issuer or the attainment of certain performance goals, and which will be issued as actual shares of common stock of the issuer either at the time of vesting or at a specified time thereafter (including termination of service with the issuer).
- Includes 54,489 shares of issuer's common stock. Also includes 56,901 shares of the issuer's common stock underlying restricted stock units, and 106,396 shares of the issuer's common stock underlying deferred restricted stock, which may be subject in whole or in part to vesting schedules tied to Mr. Roth's continued service with the issuer or the attainment of certain performance goals, and which will be issued as actual shares of common stock of the issuer either at the time of vesting or at a specified time thereafter (including termination of service with the issuer).