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Home > Insider Trading > Filing (0001437749-13-016194)

Filing Details

Accession Number:: 0001437749-13-016194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-18 21:07:25
Reporting Period:: 2013-12-18

Filing Date:: 2013-12-18
Accepted Time:: 2013-12-18 21:07:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1089143	Collectors Universe Inc	CLCT	Services-Business Services, Nec (7389)	330846191

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1338936	John Joseph Wallace	C/O Collectors Universe, Inc. P.o. Box 6280 Newport Beach CA 92658	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-18	1,636	$13.18	100,465	No	4	M	Direct
Common Stock	Acquisiton	2013-12-18	5,500	$14.12	105,965	No	4	M	Direct
Common Stock	Disposition	2013-12-18	7,136	$16.60	98,829	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-12-18	1,636	$0.00	1,636	$13.18
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-12-18	5,500	$0.00	5,500	$14.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-11-14	2017-11-14	No	4	M	Direct
0	2009-06-09	2015-06-09	No	4	M	Direct