Filing Details

Accession Number:
0001002225-13-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 18:39:03
Reporting Period:
2013-11-29
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 18:39:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309147 Peter David Hess 600 Townsend Street
San Francisco CA 94103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-29 99 $28.20 61,709 No 4 J Direct
Common Stock Acquisiton 2013-12-16 7,500 $7.84 69,209 No 4 M Direct
Common Stock Disposition 2013-12-16 1,699 $34.61 67,510 No 4 D Direct
Common Stock Disposition 2013-12-16 3,026 $34.61 64,484 No 4 F Direct
Common Stock Disposition 2013-12-18 2,775 $34.30 61,709 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-12-16 7,500 $0.00 7,500 $7.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,935 2007-03-14 2016-03-14 No 4 M Direct
Footnotes
  1. Shares acquired through the 2005 Employee Stock Purchase Plan on 29 November 2013
  2. Transaction pursuant to 10b5-1 plan dated 13 November 2013
  3. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  4. Shares traded for taxes. No open market activity.