Filing Details
- Accession Number:
- 0001518715-13-000240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 17:48:38
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 17:48:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529616 | H W Richard Bennion | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp - Res. Lending Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 16,000 | $0.75 | 26,856 | No | 4 | M | Indirect | Bennion Revocable Living Trust |
| Common Stock | Disposition | 2013-12-12 | 7,500 | $20.35 | 19,356 | No | 4 | S | Indirect | Bennion Revocable Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Bennion Revocable Living Trust |
| No | 4 | S | Indirect | Bennion Revocable Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-12-12 | 16,000 | $0.00 | 16,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,070 | Direct | |
| Common Stock | 21,334 | Indirect | HomeStreet, Inc. 401(k) Savings Plan |
Footnotes
- This total includes a deduction of 56.493 shares, which were reported in error on a Form 4 dated April 24, 2013.
- Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.
- Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through such plan.
- These options were fully vested as of November 29, 2013.
Billionaire Hedge Funds
