Filing Details
- Accession Number:
- 0001209191-13-057805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 17:44:36
- Reporting Period:
- 2013-12-16
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 17:44:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297369 | Onex Us Principals Lp | 421 Leader Street Marion OH 43302 | No | No | Yes | No | |
1367466 | P L Ii Partners Onex | 712 Fifth Avenue 40Th Floor New York NY 10019 | No | No | Yes | No | |
1517797 | Onex Partners Ii Gp Lp | 712 Fifth Avenue 40Th Floor New York NY 10019 | No | No | Yes | No | |
1517831 | 1597257 Ontario Inc. | C/O Onex Corporation 161 Bay Street Toronto A6 M5J 2S1 | No | No | Yes | No | |
1544360 | Onex Partners Gp Inc. | 712 Fifth Avenue 40Th Floor New York NY 10019 | No | No | Yes | No | |
1544368 | Onex Allison Co-Invest Lp | 712 Fifth Avenue 40Th Floor New York NY 10019 | No | No | Yes | No | |
1593408 | New Pco Ii Investments, Ltd. | C/O Onex Corporation 161 Bay Street Toronto A6 M5J 2S1 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-16 | 6,250,000 | $25.56 | 49,696,249 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Following the reported transaction, includes: (i) 22,467,227 shares of common stock held by Onex Partners II LP; (ii) 15,104,562 shares of common stock held by Onex Allison Holding Limited S.a R.L.; (iii) 10,591,003 shares of common stock held by Onex Allison Co-Invest LP; (iv) 423,259 shares of common stock held by Onex US Principals LP; and (v) 211,168 shares of common stock held by Onex Partners II GP LP.
- Onex Corporation may be deemed to beneficially own the common stock held by (a) Onex Partners II LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Partners II LP; (b) Onex Allison Holding Limited S.a R.L., through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of each of Allison Executive Investco LLC, which owns all of the equity of Allison Executive Investco II LLC, and Onex American Holdings Subco LLC, which owns all of the equity interests of OAH Wind LLC, which OAH Wind LLC and Allison Executive Investco II LLC own all of the equity interests of Onex Allison Holding Limited S.a R.L.; (continued)
- (c) Onex Allison Co-Invest LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Allison Co-Invest LP; (d) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP; and (e) Onex Partners II GP LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP.
- New PCo II Investments Ltd. is the record holder of 897,845 shares of common stock and 1,185 shares of non-voting common stock. 1597257 Ontario Inc., the sole shareholder of New PCo II Investments Ltd., is an independent entity that is controlled by Mr. Gerald W. Schwartz. Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock owned beneficially by Onex Corporation. Mr. Schwartz disclaims any such beneficial ownership. Mr. Schwartz has indirect voting and investment control of Onex Corporation.