Filing Details

Accession Number:
0001181431-13-063378
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 16:18:00
Reporting Period:
2013-12-16
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 16:18:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-16 33 $47.75 55 No 4 S Direct
Common Stock Acquisiton 2013-12-16 49 $0.00 104 No 4 M Direct
Common Stock Disposition 2013-12-16 25 $47.75 79 No 4 F Direct
Common Stock Disposition 2013-12-16 24 $47.70 55 No 4 S Direct
Common Stock Acquisiton 2013-12-16 40 $0.00 95 No 4 M Direct
Common Stock Disposition 2013-12-16 32 $47.74 63 No 4 F Direct
Common Stock Disposition 2013-12-16 8 $47.74 55 No 4 S Direct
Common Stock Acquisiton 2013-12-16 71 $0.00 126 No 4 M Direct
Common Stock Disposition 2013-12-16 59 $47.70 67 No 4 F Direct
Common Stock Disposition 2013-12-16 12 $47.71 55 No 4 S Direct
Common Stock Acquisiton 2013-12-16 75 $0.00 130 No 4 M Direct
Common Stock Disposition 2013-12-16 57 $47.70 73 No 4 F Direct
Common Stock Disposition 2013-12-16 18 $47.71 55 No 4 S Direct
Common Stock Acquisiton 2013-12-17 647 $0.00 702 No 4 M Direct
Common Stock Disposition 2013-12-17 412 $48.19 290 No 4 F Direct
Common Stock Disposition 2013-12-17 235 $48.30 55 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2013-12-16 49 $0.00 970 $11.88
Common Stock Stock Option - Right to Acquire Disposition 2013-12-16 40 $0.00 803 $32.29
Common Stock Stock Option - Right to Acquire Disposition 2013-12-16 71 $0.00 1,405 $35.10
Common Stock Stock Option - Right to Acquire Disposition 2013-12-16 75 $0.00 1,499 $30.38
Common Stock Stock Option - Right to Acquire Disposition 2013-12-17 647 $0.00 6,471 $22.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-12-11 2018-12-11 No 4 M Direct
161 2010-12-15 2019-12-15 No 4 M Direct
562 2011-12-14 2020-12-14 No 4 M Direct
900 2012-12-14 2021-12-14 No 4 M Direct
5,824 2013-12-12 2022-12-12 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. Represents the weighted average of sale prices on 12/16/13, ranging from $47.70 to $47.75.
  3. All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  4. All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  5. All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  6. All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  7. Represents the weighted average of sales prices on 12/17/13, ranging from $48.19 to $48.46.
  8. All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.