Filing Details
- Accession Number:
- 0001181431-13-063378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 16:18:00
- Reporting Period:
- 2013-12-16
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 16:18:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-16 | 33 | $47.75 | 55 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 49 | $0.00 | 104 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 25 | $47.75 | 79 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 24 | $47.70 | 55 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 40 | $0.00 | 95 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 32 | $47.74 | 63 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 8 | $47.74 | 55 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 71 | $0.00 | 126 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 59 | $47.70 | 67 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 12 | $47.71 | 55 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 75 | $0.00 | 130 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 57 | $47.70 | 73 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 18 | $47.71 | 55 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-17 | 647 | $0.00 | 702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-17 | 412 | $48.19 | 290 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-17 | 235 | $48.30 | 55 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-12-16 | 49 | $0.00 | 970 | $11.88 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-12-16 | 40 | $0.00 | 803 | $32.29 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-12-16 | 71 | $0.00 | 1,405 | $35.10 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-12-16 | 75 | $0.00 | 1,499 | $30.38 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-12-17 | 647 | $0.00 | 6,471 | $22.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
161 | 2010-12-15 | 2019-12-15 | No | 4 | M | Direct |
562 | 2011-12-14 | 2020-12-14 | No | 4 | M | Direct |
900 | 2012-12-14 | 2021-12-14 | No | 4 | M | Direct |
5,824 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 12/16/13, ranging from $47.70 to $47.75.
- All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents the weighted average of sales prices on 12/17/13, ranging from $48.19 to $48.46.
- All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.