Filing Details

Accession Number:
0001209191-13-057689
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 16:06:13
Reporting Period:
2013-12-11
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 16:06:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205979 W Andrew Verhalen 260 Homer Avenue, Suite 201
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2013-12-11 938,363 $0.00 0 No 4 J Indirect See Footnote
Ordinary Shares Acquisiton 2013-12-11 23,761 $0.00 90,521 No 4 J Direct
Ordinary Shares Acquisiton 2013-12-16 695 $0.00 91,216 No 4 M Direct
Ordinary Shares Acquisiton 2013-12-11 2,003 $0.00 3,850 No 4 J Indirect By Nicole Brownstone Verhalen 1997 Trust
Ordinary Shares Acquisiton 2013-12-11 2,003 $0.00 3,850 No 4 J Indirect By Sara Rose Verhalen 1997 Trust
Ordinary Shares Acquisiton 2013-12-11 8,009 $0.00 8,009 No 4 J Indirect By Verhalen Brownstone Family Partners
Ordinary Shares Disposition 2013-12-16 6,601 $25.01 1,408 No 4 S Indirect By Verhalen Brownstone Family Partners
Ordinary Shares Disposition 2013-12-17 1,408 $25.02 0 No 4 S Indirect By Verhalen Brownstone Family Partners
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Direct
No 4 M Direct
No 4 J Indirect By Nicole Brownstone Verhalen 1997 Trust
No 4 J Indirect By Sara Rose Verhalen 1997 Trust
No 4 J Indirect By Verhalen Brownstone Family Partners
No 4 S Indirect By Verhalen Brownstone Family Partners
No 4 S Indirect By Verhalen Brownstone Family Partners
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Stock Units Disposition 2013-12-16 695 $0.00 695 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,389 No 4 M Direct
Footnotes
  1. Represents a pro-rata, in-kind distribution by Matrix Partners VII, L.P., without consideration, to its partners.
  2. Such shares were held by Matrix Partners VII, L.P. Mr. Verhalen is a managing member of Matrix VII Management Co., L.L.C., which is the general partner of Matrix Partners VII, L.P. Mr. Verhalen disclaimed beneficial ownership of the Matrix VII, L.P. shares except to the extent of any pecuniary interest therein.
  3. Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
  4. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $25.00 to $25.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. Of the total 2,778 shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.