Filing Details
- Accession Number:
- 0001209191-13-057689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 16:06:13
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 16:06:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205979 | W Andrew Verhalen | 260 Homer Avenue, Suite 201 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2013-12-11 | 938,363 | $0.00 | 0 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2013-12-11 | 23,761 | $0.00 | 90,521 | No | 4 | J | Direct | |
Ordinary Shares | Acquisiton | 2013-12-16 | 695 | $0.00 | 91,216 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-12-11 | 2,003 | $0.00 | 3,850 | No | 4 | J | Indirect | By Nicole Brownstone Verhalen 1997 Trust |
Ordinary Shares | Acquisiton | 2013-12-11 | 2,003 | $0.00 | 3,850 | No | 4 | J | Indirect | By Sara Rose Verhalen 1997 Trust |
Ordinary Shares | Acquisiton | 2013-12-11 | 8,009 | $0.00 | 8,009 | No | 4 | J | Indirect | By Verhalen Brownstone Family Partners |
Ordinary Shares | Disposition | 2013-12-16 | 6,601 | $25.01 | 1,408 | No | 4 | S | Indirect | By Verhalen Brownstone Family Partners |
Ordinary Shares | Disposition | 2013-12-17 | 1,408 | $25.02 | 0 | No | 4 | S | Indirect | By Verhalen Brownstone Family Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnote |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | J | Indirect | By Nicole Brownstone Verhalen 1997 Trust |
No | 4 | J | Indirect | By Sara Rose Verhalen 1997 Trust |
No | 4 | J | Indirect | By Verhalen Brownstone Family Partners |
No | 4 | S | Indirect | By Verhalen Brownstone Family Partners |
No | 4 | S | Indirect | By Verhalen Brownstone Family Partners |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | Disposition | 2013-12-16 | 695 | $0.00 | 695 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,389 | No | 4 | M | Direct |
Footnotes
- Represents a pro-rata, in-kind distribution by Matrix Partners VII, L.P., without consideration, to its partners.
- Such shares were held by Matrix Partners VII, L.P. Mr. Verhalen is a managing member of Matrix VII Management Co., L.L.C., which is the general partner of Matrix Partners VII, L.P. Mr. Verhalen disclaimed beneficial ownership of the Matrix VII, L.P. shares except to the extent of any pecuniary interest therein.
- Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $25.00 to $25.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- Of the total 2,778 shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.