Filing Details

Accession Number:
0001181431-13-063356
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 15:11:11
Reporting Period:
2013-12-16
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 15:11:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713425 American Software Inc AMSWA Services-Prepackaged Software (7372) 581098795
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207384 V L Thomas Newberry 470 East Paces Ferry Road
Atlanta GA 30305
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-12-16 3,000 $9.29 3,000 No 4 C Direct
Class A Common Stock Acquisiton 2013-12-16 3,000 $6.16 6,000 No 4 C Direct
Class A Common Stock Acquisiton 2013-12-16 286 $5.55 6,286 No 4 C Direct
Class A Common Stock Disposition 2013-12-16 6,286 $10.02 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-12-17 2,714 $5.55 2,714 No 4 C Direct
Class A Common Stock Acquisiton 2013-12-17 3,000 $5.48 5,714 No 4 C Direct
Class A Common Stock Acquisiton 2013-12-17 3,000 $6.39 8,714 No 4 C Direct
Class A Common Stock Acquisiton 2013-12-17 2,492 $6.04 11,206 No 4 C Direct
Class A Common Stock Disposition 2013-12-17 11,206 $9.92 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-16 3,000 $9.29 3,000 $9.29
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-16 3,000 $6.16 3,000 $6.16
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-16 286 $5.55 286 $5.55
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-17 2,714 $5.55 2,714 $5.55
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-17 3,000 $5.48 3,000 $5.48
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-17 3,000 $6.39 3,000 $6.39
Class A Common Stock Options to Acquire Class A Common Stock Disposition 2013-12-17 2,492 $6.04 2,492 $6.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-31 2014-01-31 No 4 C Direct
0 2009-04-30 2014-04-30 No 4 C Direct
2,714 2010-04-30 2015-04-30 No 4 C Direct
0 2010-04-30 2015-04-30 No 4 C Direct
0 2011-01-29 2016-01-29 No 4 C Direct
0 2011-04-30 2016-04-30 No 4 C Direct
508 2011-10-29 2016-10-29 No 4 C Direct
Footnotes
  1. On December 16, 2013, the Reporting Person converted a total of 6,286 options into an equal number of shares of Class A Common Stock.
  2. Represents the weighed average sales price for price increments ranging from $10.00 to $10.08.
  3. On December 17 2013, the Reporting Person converted a total of 11,206 options into an equal number of shares of Class A Common Stock.
  4. Represents the weighed average sales price for price increments ranging from $9.85 to $10.00.
  5. The Reporting Person undertakes to provide, upon request from the Securities and Exchange Commission staff, the Issuer, and a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.