Filing Details
- Accession Number:
- 0001181431-13-063347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 14:16:12
- Reporting Period:
- 2013-12-16
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 14:16:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576961 | S. Carla Hardy | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-16 | 50,000 | $19.10 | 497,089 | No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
Common Stock | Disposition | 2013-12-16 | 10,000 | $19.05 | 487,089 | No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
Common Stock | Disposition | 2013-12-16 | 37,500 | $19.10 | 381,521 | No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,864 | Direct |
Footnotes
- Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.