Filing Details
- Accession Number:
- 0000903423-13-000700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 12:45:28
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 12:45:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468702 | China Investment Corp | 16F-19F, New Poly Plaza No.1 North Chaoyangmen Street Beijing F4 100010 | No | No | No | Yes | |
1486353 | Terrific Investment Corp | New Poly Plaza, 25Th Floor No.1 North Chaoyangmen Street Beijing F4 100010 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-12-18 | 20,000,000 | $12.91 | 105,468,788 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-12-18 | 46,000,000 | $13.18 | 59,468,788 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price represents 96% of the public offering price of $13.450 per share of Common Stock ("Common Share") of The AES Corporation (the "Issuer").
- These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International Co., Ltd. ("CIC International"), which is the parent of Terrific and another wholly-owned subsidiary.
- CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.
- The price represents the public offering price of $13.450 per Common Share less the underwriters' discount of $0.269 per Common Share.
- These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International, which is the parent of Terrific and another wholly-owned subsidiary.
- CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.