Filing Details
- Accession Number:
- 0001209191-13-057585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-18 06:05:22
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-18
- Accepted Time:
- 2013-12-18 06:05:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | One California Street, Suite 2800 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-12-16 | 695 | $0.00 | 1,389 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-12-13 | 7,304 | $0.00 | 775,694 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2013-12-13 | 1,994 | $0.00 | 3,348 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2013-12-13 | 694 | $0.00 | 694 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Disposition | 2013-12-17 | 694 | $24.89 | 0 | No | 4 | S | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2013-12-13 | 714 | $0.00 | 714 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Disposition | 2013-12-17 | 714 | $24.89 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | J | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | Disposition | 2013-12-16 | 695 | $0.00 | 695 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,389 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 3,018 | Indirect | See Footnote |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer?s Ordinary Shares.
- Represents a pro-rata, in-kind distribution by Pacven Walden Management V Co., Ltd., without consideration, to their partners or shareholders as applicable.
- Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
- Such shares are held by WIIG Pool, Inc., of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by WIIG Pool, Inc. except to the extent of any pecuniary interest therein.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.82 to $24.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
- Such shares are held by Reserve Holdings LLC, of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by Reserve Holdings LLC except to the extent of any pecuniary interest therein.
- Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
- Of the total 2,778 shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.