Filing Details
- Accession Number:
- 0001019687-13-004874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 21:31:06
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 21:31:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67215 | Dycom Industries Inc | DY | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 591277135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347175 | Andrew H Deferrari | 11770 U.s. Highway 1, Suite 101 Palm Beach Gardens FL 33408 | Sr. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Units | Acquisiton | 2013-12-13 | 4,831 | $0.00 | 50,486 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-12-14 | 11,698 | $0.00 | 62,184 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-12-14 | 4,938 | $27.14 | 57,246 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 6,500 | $6.83 | 63,746 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 17,000 | $13.88 | 80,746 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 11,018 | $26.92 | 69,728 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 5,982 | $26.92 | 63,746 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-16 | 10,000 | $27.08 | 53,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2013-12-16 | 6,500 | $0.00 | 6,500 | $6.83 |
Common Stock | Employee stock option (right to buy) | Disposition | 2013-12-16 | 17,500 | $0.00 | 17,500 | $13.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,500 | 2018-12-15 | No | 4 | M | Direct | |
17,500 | 2020-12-17 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to acquire one share of DY common stock, par value $0.33 1/3 per share.
- The restricted stock units vest in four substantially equal annual installments beginning December 14, 2014.
- No consideration was paid for the restricted stock units.
- These shares were awarded in settlement of the restricted stock units that vested on December 14, 2013 based upon the satisfaction of the following pre-established performance measures (i) operating earnings before asset impairments, amounts for performance unit or performance share compensation and amounts associated with the extinguishment of debt or termination of debt agreements and (ii) the ratio of operating cash flow to net income before asset impairments, amounts for performance unit or performance share compensation and amounts associated with the extinguishment of debt or termination of debt agreements. The performance measures were determined by excluding certain amounts attributable to acquisitions consummated during fiscal 2013.
- Withholding of common stock for the payment of tax liability incident to the vesting of restricted stock units.
- This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.85 to $27.06, inclusive.
- This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.87 to $27.28, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) and (7), as applicable.
- The option vested in four equal annual installments beginning on December 15, 2009.
- No consideration was paid for the derivative security.
- The option vests in four equal annual installments beginning on December 17, 2011.