Filing Details
- Accession Number:
- 0001144204-13-067759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 20:19:07
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 20:19:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487918 | Ofs Capital Corp | OFS | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522388 | R. Glenn Pittson | C/O Ofs Capital Corporation 2850 West Golf Road, 5Th Floor Rolling Meadows IL 60008 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-11 | 2,000 | $12.64 | 2,000 | No | 4 | P | Indirect | By daughter |
Common Stock | Acquisiton | 2013-12-13 | 5,000 | $12.30 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By daughter |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500 | Indirect | By daughter |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.639 to 12.64, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.
- The Form 4 filed by the reporting person on December 12, 2013 aggregated securities owned directly and securities owned indirectly in Column 5. As of December 17, 2013, only 20,000 shares of Common Stock are owned directly by the reporting person.