Filing Details

Accession Number:
0001144204-13-067759
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 20:19:07
Reporting Period:
2013-12-11
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 20:19:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487918 Ofs Capital Corp OFS () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522388 R. Glenn Pittson C/O Ofs Capital Corporation
2850 West Golf Road, 5Th Floor
Rolling Meadows IL 60008
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-11 2,000 $12.64 2,000 No 4 P Indirect By daughter
Common Stock Acquisiton 2013-12-13 5,000 $12.30 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By daughter
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Indirect By daughter
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.639 to 12.64, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.
  2. The Form 4 filed by the reporting person on December 12, 2013 aggregated securities owned directly and securities owned indirectly in Column 5. As of December 17, 2013, only 20,000 shares of Common Stock are owned directly by the reporting person.