Filing Details

Accession Number:
0001262063-13-000373
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 19:12:58
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 19:12:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577235 Pin Tai Cathay General Bancorp
9650 Flair Drive
El Monte CA 91731
Evp, Clo, Cathay Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-13 4,938 $0.00 6,602 No 4 M Direct
Common Stock Disposition 2013-12-17 1,831 $25.54 4,771 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-12-13 4,938 $0.00 4,938 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
  2. These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
  3. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
  4. The reporting person previously reported the award of 4,938 shares of restricted stock units on Form 4 filed December 16, 2011. All of these restricted stock units vested on December 13, 2013.