Filing Details
- Accession Number:
- 0001262063-13-000373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 19:12:58
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 19:12:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577235 | Pin Tai | Cathay General Bancorp 9650 Flair Drive El Monte CA 91731 | Evp, Clo, Cathay Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-13 | 4,938 | $0.00 | 6,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-17 | 1,831 | $25.54 | 4,771 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-12-13 | 4,938 | $0.00 | 4,938 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
- These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
- Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- The reporting person previously reported the award of 4,938 shares of restricted stock units on Form 4 filed December 16, 2011. All of these restricted stock units vested on December 13, 2013.