Home > Insider Trading > Filing (0001262063-13-000371)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1264236	Perry Oei	777 North Broadway Los Angeles CA 90012	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-13	3,776	$0.00	5,461	No	4	M	Direct
Common Stock	Disposition	2013-12-17	1,400	$25.54	4,061	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2013-12-13	3,776	$0.00	3,776	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The reporting person previously reported the award of 3,776 shares of restricted stock units on Form 4 filed December 16, 2011. All of these restricted stock units vested on December 13, 2013.