Filing Details
- Accession Number:
- 0001209191-13-057518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 18:18:00
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 18:18:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540673 | S Michael Leonard | 181 Metro Drive San Jose CA 95110 | Cao And Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 250 | $0.00 | 1,316 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 938 | $0.00 | 2,254 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 938 | $0.00 | 3,192 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 797 | $57.00 | 2,395 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-12-16 | 62 | $58.73 | 2,333 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-16 | 938 | $35.99 | 3,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-16 | 938 | $58.70 | 2,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-12-13 | 250 | $0.00 | 250 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-12-13 | 938 | $0.00 | 938 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-12-13 | 938 | $0.00 | 938 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2013-12-13 | 4,000 | $0.00 | 4,000 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 938 | $0.00 | 938 | $35.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250 | 2011-12-13 | No | 4 | M | Direct | |
| 1,874 | 2012-12-13 | No | 4 | M | Direct | |
| 2,812 | 2013-12-13 | No | 4 | M | Direct | |
| 4,000 | 2014-12-13 | No | 4 | M | Direct | |
| 1,874 | 2012-12-13 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $58.67 to $58.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.
- This option vests in four equal annual installments commencing on this date.
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