Filing Details

Accession Number:
0001209191-13-057518
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 18:18:00
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 18:18:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814547 Fair Isaac Corp FICO Services-Business Services, Nec (7389) 941499887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540673 S Michael Leonard 181 Metro Drive
San Jose CA 95110
Cao And Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-13 250 $0.00 1,316 No 4 M Direct
Common Stock Acquisiton 2013-12-13 938 $0.00 2,254 No 4 M Direct
Common Stock Acquisiton 2013-12-13 938 $0.00 3,192 No 4 M Direct
Common Stock Disposition 2013-12-13 797 $57.00 2,395 No 4 F Direct
Common Stock Disposition 2013-12-16 62 $58.73 2,333 No 4 S Direct
Common Stock Acquisiton 2013-12-16 938 $35.99 3,271 No 4 M Direct
Common Stock Disposition 2013-12-16 938 $58.70 2,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-12-13 250 $0.00 250 $0.00
Common Stock Restricted Stock Units Disposition 2013-12-13 938 $0.00 938 $0.00
Common Stock Restricted Stock Units Disposition 2013-12-13 938 $0.00 938 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-12-13 4,000 $0.00 4,000 $0.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-12-16 938 $0.00 938 $35.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250 2011-12-13 No 4 M Direct
1,874 2012-12-13 No 4 M Direct
2,812 2013-12-13 No 4 M Direct
4,000 2014-12-13 No 4 M Direct
1,874 2012-12-13 2018-12-12 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
  2. Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
  3. This transaction was executed in multiple trades at prices ranging from $58.67 to $58.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
  5. No expiration date.
  6. This option vests in four equal annual installments commencing on this date.