Filing Details

Accession Number:
0001209191-13-057517
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 18:16:11
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 18:16:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814547 Fair Isaac Corp FICO Services-Business Services, Nec (7389) 941499887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388308 Stuart Wells 181 Metro Drive
San Jose CA 95110
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-13 6,000 $0.00 6,000 No 4 M Direct
Common Stock Acquisiton 2013-12-13 4,000 $0.00 10,000 No 4 M Direct
Common Stock Acquisiton 2013-12-13 2,500 $0.00 12,500 No 4 M Direct
Common Stock Disposition 2013-12-13 5,217 $57.00 7,283 No 4 F Direct
Common Stock Disposition 2013-12-13 1,304 $57.00 5,979 No 4 F Direct
Common Stock Acquisiton 2013-12-13 7,500 $41.89 13,479 No 4 M Direct
Common Stock Acquisiton 2013-12-13 31,251 $43.05 44,730 No 4 M Direct
Common Stock Disposition 2013-12-13 38,751 $57.19 5,979 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Share Units Disposition 2013-12-13 6,000 $0.00 6,000 $0.00
Common Stock Performance Share Units Disposition 2013-12-13 4,000 $0.00 4,000 $0.00
Common Stock Restricted Stock Units Disposition 2013-12-13 2,500 $0.00 2,500 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-12-13 9,747 $0.00 9,747 $0.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-12-13 7,500 $0.00 7,500 $41.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-12-13 31,251 $0.00 31,251 $43.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2012-12-13 No 4 M Direct
12,000 2013-12-13 No 4 M Direct
7,500 2013-12-13 No 4 M Direct
9,747 2014-12-13 No 4 A Direct
22,500 2013-12-13 2019-12-12 No 4 M Direct
93,751 2013-04-25 2019-04-24 No 4 M Direct
Footnotes
  1. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
  2. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
  3. Shares withheld by Company for payment of taxes due at vesting from earned performance share units.
  4. Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
  5. This transaction was executed in multiple trades at prices ranging from $57.00 to $57.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  6. The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
  7. No expiration date.
  8. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
  9. This option vests in four equal annual installments commencing on this date.