Filing Details
- Accession Number:
- 0001179110-13-018156
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 18:10:25
- Reporting Period:
- 2013-12-17
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 18:10:25
- Original Submission Date:
- 2013-09-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-06 | 2,200 | $5.24 | 16,140 | No | 4 | P | Indirect | Charles Schwab & Co Account in the name of Chun-Ling L Tuan (spouse) |
Common Stock | Acquisiton | 2013-09-06 | 7,800 | $5.25 | 23,940 | No | 4 | P | Indirect | Charles Schwab & Co in the name of Chun-Ling K Tuan (spouse) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Charles Schwab & Co Account in the name of Chun-Ling L Tuan (spouse) |
No | 4 | P | Indirect | Charles Schwab & Co in the name of Chun-Ling K Tuan (spouse) |