Filing Details
- Accession Number:
- 0001179110-13-018155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 17:57:03
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 17:57:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055352 | W John Casella | C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-12-13 | 17,400 | $5.58 | 286,472 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-12-16 | 3,112 | $5.54 | 283,360 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-12-16 | 29,532 | $5.53 | 253,828 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-12-17 | 2,968 | $5.49 | 250,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Incentive Stock Option (Right to Buy) | Acquisiton | 2013-12-13 | 54,874 | $5.54 | 54,874 | $5.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,874 | 2016-12-13 | 2023-12-12 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 494,100 | Direct | |
| Class A Common Stock | 91,246 | Indirect | See Footnote |
| Class A Common Stock | 694 | Indirect | See Footnote |
Footnotes
- Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- Held in trust for the benefit of Mr. Casella's children. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- This Class A Common Stock was sold by Mr. Casella for education loan repayment and tax management purposes.
Billionaire Hedge Funds
