Filing Details
- Accession Number:
- 0000919574-13-006960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 17:50:06
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 17:50:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303849 | Avantair Inc | AAIR | Air Transportation, Nonscheduled (4522) | 201635240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1176208 | G A Jonathan Auerbach | 101 Park Avenue 48Th Floor New York NY 10178 | No | No | Yes | No | |
1353316 | Hound Partners, Llc | 101 Park Avenue 48Th Floor New York NY 10178 | No | No | Yes | No | |
1375882 | Hound Performance, Llc | 101 Park Avenue 48Th Floor New York NY 10178 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.0001 Par Value Per Share | Disposition | 2013-12-13 | 692,263 | $0.00 | 368,421 | No | 4 | S | Indirect | By Hound Partners Offshore Fund, LP |
Common Stock $.0001 Par Value Per Share | Disposition | 2013-12-13 | 119,756 | $0.00 | 0 | No | 4 | S | Indirect | By Hound Partners, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Hound Partners Offshore Fund, LP |
No | 4 | S | Indirect | By Hound Partners, LLC |
Footnotes
- The securities are held in the account of Hound Partners Offshore Fund, LP and may be deemed to be beneficially owned by (a) Hound Performance, LLC, the general partner of Hound Partners Offshore Fund, LP; (b) Hound Partners, LLC, the investment manager of Hound Partners Offshore Fund, LP and (c) Jonathan Auerbach, the managing member of Hound Performance, LLC and Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The securities sold include securities that were previously held by Hound Partners, LP, a private fund that now invests through Hound Partners Offshore Fund, LP.
- The securities are held in a separately managed account managed by Hound Partners, LLC and may be deemed to be beneficially owned by (a) Hound Partners, LLC and (b) Jonathan Auerbach, the managing member of Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.