Filing Details
- Accession Number:
- 0001179110-13-018153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 17:49:45
- Reporting Period:
- 2013-12-14
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 17:49:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
203077 | St Jude Medical Inc | STJ | Electromedical & Electrotherapeutic Apparatus (3845) | 411276891 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172345 | J Frank Callaghan | One St. Jude Medical Drive St. Paul 55117 | President, Catd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-14 | 2,175 | $0.00 | 5,784 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-14 | 1,049 | $57.99 | 4,735 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 20,000 | $30.58 | 24,735 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 20,000 | $59.28 | 4,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 19,999 | $34.96 | 24,734 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 19,999 | $59.28 | 4,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 12,625 | $41.65 | 17,360 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 12,625 | $59.28 | 4,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 18,000 | $38.59 | 22,735 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 18,000 | $59.28 | 4,735 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-16 | 3,202 | $59.37 | 1,533 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-17 | 2,584 | $0.00 | 4,117 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-17 | 1,246 | $59.42 | 2,871 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-17 | 3,173 | $0.00 | 6,044 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-17 | 1,530 | $59.42 | 4,514 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-12-14 | 2,175 | $0.00 | 4,350 | $0.00 |
Common Stock | Common Stock | Disposition | 2013-12-16 | 20,000 | $0.00 | 20,000 | $30.58 |
Common Stock | Common Stock | Disposition | 2013-12-16 | 19,999 | $0.00 | 79,996 | $34.96 |
Common Stock | Common Stock | Disposition | 2013-12-16 | 12,625 | $0.00 | 37,875 | $41.65 |
Common Stock | Common Stock | Disposition | 2013-12-16 | 18,000 | $0.00 | 36,000 | $38.59 |
Common Stock | Restricted Stock Units | Disposition | 2013-12-17 | 2,584 | $0.00 | 7,754 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2013-12-17 | 3,173 | $0.00 | 12,692 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,175 | 2011-12-14 | No | 4 | M | Direct | |
0 | 2009-12-15 | 2016-12-15 | No | 4 | M | Direct |
59,997 | 2012-12-17 | 2019-12-12 | No | 4 | M | Direct |
25,250 | 2011-12-14 | 2018-12-14 | No | 4 | M | Direct |
18,000 | 2010-12-14 | 2017-12-14 | No | 4 | M | Direct |
5,170 | 2012-12-17 | No | 4 | M | Direct | |
9,519 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- 2,175 shares of restricted stock vested on December 14, 2013. 1049 shares were used to pay taxes and 1,126 shares were released.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on October 30, 2013.
- The price in Column 4 is a weighted average. The prices actually received ranged from $58.99 to $59.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The option shares vest 25% on each of the first four anniversary dates of the date of the grant beginning on the date shown.
- Fully vested at the time of filing
- The price in Column 4 is a weighted average. The prices actually received ranged from $59.28 to $59.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- 2,584 of restricted stock vested on December 17, 2013. 1,246 shares were used to pay taxes and 1,338 shares were released.
- 3,173 of restricted stock vested on December 17, 2013. 1,530 shares were used to pay taxes and 1,643 shares were released.