Filing Details
- Accession Number:
- 0001181431-13-063108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 16:40:59
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 16:40:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484000 | G Thomas Pautz | C/O Charles &Amp; Colvard, Ltd. 300 Perimeter Park, Suite A Morrisville NC 27560 | President Of Wholesale | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 25,787 | $0.69 | 25,787 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 25,787 | $5.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-13 | 25,787 | $0.00 | 25,787 | $0.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,213 | 2009-11-11 | 2019-11-11 | No | 4 | M | Direct |
Billionaire Hedge Funds
