Filing Details
- Accession Number:
- 0001237899-13-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 16:16:42
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 16:16:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872589 | Regeneron Pharmaceuticals Inc | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1377247 | Peter Powchik | 777 Old Saw Mill River Road Tarrytown NY 10591 | Svp Clinical Development & Reg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-16 | 8,000 | $52.03 | 28,742 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 1,526 | $272.73 | 27,216 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 3,338 | $272.73 | 23,878 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 14,625 | $179.13 | 38,503 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 9,605 | $272.73 | 28,898 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 2,588 | $272.73 | 26,310 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 8,000 | $30.63 | 34,310 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 898 | $272.73 | 33,412 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-16 | 3,662 | $272.73 | 29,750 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-17 | 8 | $270.00 | 29,742 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-12-13 | 48,000 | $0.00 | 48,000 | $30.63 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 8,000 | $0.00 | 8,000 | $30.63 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 8,000 | $0.00 | 8,000 | $52.03 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 14,625 | $0.00 | 14,625 | $179.13 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-12-13 | 40,000 | $0.00 | 40,000 | $270.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,736 | 2020-12-14 | No | 4 | A | Direct | |
52,736 | 2020-12-14 | No | 4 | M | Direct | |
14,079 | 2021-12-16 | No | 4 | M | Direct | |
43,875 | 2022-12-14 | No | 4 | M | Direct | |
40,000 | 2023-12-13 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,589 | Indirect | By 401(k) Plan |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- On December 14, 2010, the reporting person was granted an option to purchase 48,000 shares of Common Stock. The option vests, partially or in full, on December 31, 2013, based on the extent to which the company satisfies certain performance criteria during the period ending December 31, 2013. The performance criteria have been met and the option will vest as to all 48,000 shares on December 31, 2013.
- The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
- The stock option award vests in four equal annual installments, commencing one year after the date of grant.