Filing Details
- Accession Number:
- 0001225208-13-025566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 16:03:34
- Reporting Period:
- 2013-12-16
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 16:03:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883237 | Virtus Investment Partners Inc. | VRTS | Investment Advice (6282) | 954191764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450846 | G Francis Waltman | C/O Virtus Investment Partners 100 Pearl Street Hartford CT 06103 | Evp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-16 | 732 | $205.82 | 27,933 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-16 | 751 | $202.67 | 27,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-16 | 767 | $203.43 | 26,415 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-17 | 308 | $203.99 | 26,107 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-17 | 442 | $202.40 | 25,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109 | Indirect | By 401k |
Footnotes
- This price represents the weighted average purchase price of stock purchases that were executed at prices ranging from $205.53 through $206.47 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- This price represents the weighted average purchase price of stock purchases that were executed at prices ranging from $202.23 through $203.23 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- This price represents the weighted average purchase price of stock purchases that were executed at prices ranging from $203.28 through $203.87 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- This price represents the weighted average purchase price of stock purchases that were executed at prices ranging from $203.85 through $203.99 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- This price represents the weighted average purchase price of stock purchases that were executed at prices ranging from $202.10 through $202.94 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 7,314 RSUs that are scheduled to cliff vest on March 15, 2014; and (iii) 4,022 RSUs that are scheduled to cliff vest on March 15, 2015. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.