Filing Details
- Accession Number:
- 0001225208-13-025554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 15:00:51
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 15:00:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6281 | Analog Devices Inc | ADI | Semiconductors & Related Devices (3674) | 042348234 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 900729 | Ray Stata | P.o. Box 9106 One Technology Way Norwood MA 02062-9106 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Acquisiton | 2013-12-13 | 10,000 | $37.70 | 782,411 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2013-12-13 | 10,000 | $48.27 | 772,411 | No | 4 | S | Direct | |
| Comm Stock-$.16-2/3 Value | Acquisiton | 2013-12-16 | 20,000 | $37.70 | 792,411 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Acquisiton | 2013-12-16 | 10,000 | $33.41 | 802,411 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2013-12-16 | 10,000 | $48.75 | 792,411 | No | 4 | S | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2013-12-16 | 20,000 | $48.50 | 772,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-13 | 10,000 | $0.00 | 10,000 | $37.70 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 10,000 | $0.00 | 10,000 | $33.41 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-16 | 20,000 | $0.00 | 20,000 | $37.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2007-12-07 | 2014-12-07 | No | 4 | M | Direct |
| 30,000 | 2008-01-04 | 2017-01-04 | No | 4 | M | Direct |
| 0 | 2007-12-07 | 2014-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Comm Stock-$.16-2/3 Value | 1,108,709 | Indirect | By Mrs. Stata Directly |
| Comm Stock-$.16-2/3 Value | 400,277 | Indirect | By Mrs. Stata Tr FBO Mr. Stata's Children |
| Comm Stock-$.16-2/3 Value | 1,850 | Indirect | By Stata Family LLC |
Footnotes
- These shares were disposed of in multiple transactions on December 13, 2013 at actual sales prices ranging from $48.260 to $48.280 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares were disposed of in multiple transactions on December 16, 2013 at actual sales prices ranging from $48.740 to $48.745 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option vested in equal installments on the third, fourth and fifth anniversaries the original grant date, which was December 7, 2004.
- This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2007.
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