Filing Details
- Accession Number:
- 0001137411-13-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 09:38:18
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 09:38:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-13 | 1,028 | $71.45 | 172,957 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.46 | 172,857 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.46 | 172,657 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.47 | 172,457 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 1,400 | $71.47 | 171,057 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 300 | $71.48 | 170,757 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 400 | $71.49 | 170,357 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.50 | 170,257 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.51 | 170,157 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.52 | 170,057 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.53 | 169,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,997 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.