Filing Details

Accession Number:
0001137411-13-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 09:38:18
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 09:38:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191566 M Clayton Jones M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-13 1,028 $71.45 172,957 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.46 172,857 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.46 172,657 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.47 172,457 No 4 S Direct
Common Stock Disposition 2013-12-13 1,400 $71.47 171,057 No 4 S Direct
Common Stock Disposition 2013-12-13 300 $71.48 170,757 No 4 S Direct
Common Stock Disposition 2013-12-13 400 $71.49 170,357 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.50 170,257 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.51 170,157 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.52 170,057 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.53 169,957 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,997 Indirect By Savings Plan
Common Stock 21,950 Indirect By GRATs
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2013.
  3. Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.