Filing Details

Accession Number:
0001137411-13-000201
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 09:37:41
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 09:37:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191566 M Clayton Jones M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-13 16,569 $36.55 186,526 No 4 M Direct
Common Stock Disposition 2013-12-13 100 $71.19 186,426 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.21 186,226 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.22 186,126 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.23 185,926 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.24 185,726 No 4 S Direct
Common Stock Disposition 2013-12-13 700 $71.25 185,026 No 4 S Direct
Common Stock Disposition 2013-12-13 1,000 $71.26 184,026 No 4 S Direct
Common Stock Disposition 2013-12-13 600 $71.27 183,426 No 4 S Direct
Common Stock Disposition 2013-12-13 500 $71.28 182,926 No 4 S Direct
Common Stock Disposition 2013-12-13 500 $71.29 182,426 No 4 S Direct
Common Stock Disposition 2013-12-13 398 $71.30 182,028 No 4 S Direct
Common Stock Disposition 2013-12-13 500 $71.31 181,528 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.32 181,428 No 4 S Direct
Common Stock Disposition 2013-12-13 602 $71.32 180,826 No 4 S Direct
Common Stock Disposition 2013-12-13 800 $71.33 180,026 No 4 S Direct
Common Stock Disposition 2013-12-13 800 $71.34 179,226 No 4 S Direct
Common Stock Disposition 2013-12-13 700 $71.35 178,526 No 4 S Direct
Common Stock Disposition 2013-12-13 200 $71.36 178,326 No 4 S Direct
Common Stock Disposition 2013-12-13 600 $71.37 177,726 No 4 S Direct
Common Stock Disposition 2013-12-13 500 $71.38 177,226 No 4 S Direct
Common Stock Disposition 2013-12-13 206 $71.39 177,020 No 4 S Direct
Common Stock Disposition 2013-12-13 500 $71.40 176,520 No 4 S Direct
Common Stock Disposition 2013-12-13 100 $71.40 176,420 No 4 S Direct
Common Stock Disposition 2013-12-13 800 $71.41 175,620 No 4 S Direct
Common Stock Disposition 2013-12-13 265 $71.42 175,355 No 4 S Direct
Common Stock Disposition 2013-12-13 280 $71.43 175,075 No 4 S Direct
Common Stock Disposition 2013-12-13 1,090 $71.44 173,985 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-13 16,569 $0.00 16,569 $36.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
165,696 2014-11-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,997 Indirect By Savings Plan
Common Stock 21,950 Indirect By GRATs
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2013.
  3. Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
  4. Employee stock options granted pursuant to the Company's stock based plans.
  5. The options are currently exercisable.