Filing Details
- Accession Number:
- 0001137411-13-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 09:37:41
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 09:37:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-13 | 16,569 | $36.55 | 186,526 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.19 | 186,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.21 | 186,226 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.22 | 186,126 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.23 | 185,926 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.24 | 185,726 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 700 | $71.25 | 185,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 1,000 | $71.26 | 184,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 600 | $71.27 | 183,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 500 | $71.28 | 182,926 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 500 | $71.29 | 182,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 398 | $71.30 | 182,028 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 500 | $71.31 | 181,528 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.32 | 181,428 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 602 | $71.32 | 180,826 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 800 | $71.33 | 180,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 800 | $71.34 | 179,226 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 700 | $71.35 | 178,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 200 | $71.36 | 178,326 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 600 | $71.37 | 177,726 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 500 | $71.38 | 177,226 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 206 | $71.39 | 177,020 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 500 | $71.40 | 176,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 100 | $71.40 | 176,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 800 | $71.41 | 175,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 265 | $71.42 | 175,355 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 280 | $71.43 | 175,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-13 | 1,090 | $71.44 | 173,985 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-13 | 16,569 | $0.00 | 16,569 | $36.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
165,696 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,997 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.