Filing Details
- Accession Number:
- 0001490660-13-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 20:40:55
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 20:40:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220396 | Sanjay Dholakia | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 13,000 | $4.90 | 61,119 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-12 | 6,100 | $31.03 | 55,019 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-12 | 6,900 | $30.05 | 48,119 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-12-12 | 13,000 | $0.00 | 13,000 | $4.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,069 | 2020-06-23 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on 8/6/2013.
- This transaction was executed in multiple trades at prices ranging from $30.63 to $31.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $29.62 to $30.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
