Filing Details
- Accession Number:
- 0001490660-13-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 20:39:36
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 20:39:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576480 | L Jason Holmes | 901 Mariners Island Blvd San Mateo CA 94404 | Svp Client Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-12 | 11,273 | $4.24 | 11,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-12 | 10,300 | $30.03 | 973 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-12 | 3,727 | $4.24 | 4,700 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-12 | 4,700 | $31.04 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-12-12 | 11,273 | $0.00 | 11,273 | $4.24 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-12 | 3,727 | $0.00 | 3,727 | $4.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,065 | 2022-03-01 | No | 4 | M | Direct | |
89,435 | 2022-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | by Trust |
Footnotes
- These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Holmes on 8/8/2013.
- This transaction was executed in multiple trades at prices ranging from $29.49 to $30.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $30.52 to $31.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held directly by the Jason L. Holmes Living Trust dated November 22, 2002 for which the Reporting Person serves as trustee.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.