Filing Details
- Accession Number:
- 0001140361-13-046378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 19:57:46
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 19:57:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193582 | Jr C Robert Turnham | C/O Goodrich Petroleum Corporation 801 Louisiana, Suite 700 Houston TX 77002 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-12 | 18,391 | $16.25 | 397,928 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-13 | 20,670 | $0.00 | 418,598 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-16 | 10,335 | $15.86 | 408,263 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2013-12-13 | 20,670 | $0.00 | 20,670 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,670 | 2013-12-13 | 2013-12-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,950 | Indirect | through Spouse |
Depositary Shares | 4,000 | Direct | |
Depositary Shares | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 5.375% Series B Convertible Preferred Stock | $0.00 | 4,784 | 3,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,784 | 3,000 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 13, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 13, 2011.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting on December 11, 2013 detailed in Table II of Form 4 filed on December 11, 2013.
- The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.
- Depositary shares each representing a 1/100th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/100th interest in a share of 9.75% Series D Cumulative Preferred Stock.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting on December 13, 2013 detailed in Table II.