Filing Details
- Accession Number:
- 0001209191-13-057203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 19:13:24
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 19:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455767 | M Rainer Erdtmann | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Sr. Vp, Ir And Admin | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 31,165 | $0.91 | 42,662 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 31,165 | $107.82 | 11,497 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-16 | 22,835 | $0.91 | 34,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-16 | 22,835 | $107.72 | 11,497 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-16 | 6,000 | $0.00 | 5,497 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-13 | 31,165 | $0.00 | 31,165 | $0.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-16 | 22,835 | $0.00 | 22,835 | $0.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 174,835 | 2009-02-05 | 2019-02-05 | No | 4 | M | Direct |
| 152,000 | 2009-02-05 | 2019-02-05 | No | 4 | M | Direct |
Footnotes
- The shares subject to the option will vest as follows: 50,000 shares subject to the option will vest on February 5, 2010 and the remaining shares will vest subject to the attainment of certain corporate events. Such vesting is subject to the Reporting Person's continued employment or service relationshipment with the Issuer on each of the vesting dates.
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