Filing Details
- Accession Number:
- 0001209191-13-057169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 17:25:05
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 17:25:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013238 | Aradigm Corp | ARDM | Electromedical & Electrotherapeutic Apparatus (3845) | 943133088 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218821 | Virgil Thompson | C/O Aradigm Corp 3929 Point Eden Way Hayward CA 94545 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-13 | 3,340 | $0.17 | 996,722 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 10,000 | $0.16 | 1,006,722 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-13 | 10,000 | $0.00 | 10,000 | $0.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 190,000 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- This option vests in equal quarterly installments over one year from May 15, 2009.
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