Filing Details
- Accession Number:
- 0001140361-13-046310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 16:40:53
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 16:40:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1485964 | Peoples Federal Bancshares Inc. | PEOP | Savings Institutions, Not Federally Chartered (6036) | 272814821 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495880 | J James Gavin | 435 Market Street Brighton MA 02135 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-13 | 1,709 | $17.55 | 27,297 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,447 | Indirect | By ESOP |
Common Stock | 40,200 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $18.49 | 2014-08-20 | 2023-08-20 | 7,500 | 7,500 | Direct |
Common Stock | Stock Options | $15.47 | 2013-02-21 | 2022-02-21 | 64,000 | 64,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-08-20 | 7,500 | 7,500 | Direct |
2022-02-21 | 64,000 | 64,000 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 21, 2013.
- Stock options vest at a rate of 20% per year commencing on February 21, 2013.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 50% per year commencing on August 20, 2014.
- Stock options vest at a rate of 50% per year commencing on August 20, 2014.