Filing Details
- Accession Number:
- 0001013762-13-001539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 16:31:43
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 16:31:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046995 | Emagin Corp | EMAN | Semiconductors & Related Devices (3674) | 880378451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400079 | C Paul Campbell | C/O Emagin Corporation 3006 Northup Way, #103 Bellevue WA 98004 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 40,000 | $1.09 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-12 | 22,000 | $2.57 | 18,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-13 | 3,000 | $2.51 | 15,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | Disposition | 2013-12-12 | 40,000 | $0.00 | 81,418 | $1.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,418 | 2014-05-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $3.57 | 2013-12-31 | 2017-12-31 | 70,172 | 70,172 | Direct |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $3.02 | 2017-05-08 | 56,853 | 56,853 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $1.94 | 2017-03-03 | 22,733 | 22,733 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $7.79 | 2016-03-15 | 27,410 | 27,410 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $3.59 | 2017-03-13 | 17,000 | 17,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-31 | 70,172 | 70,172 | Direct |
| 2017-05-08 | 56,853 | 56,853 | Direct |
| 2017-03-03 | 22,733 | 22,733 | Direct |
| 2016-03-15 | 27,410 | 27,410 | Direct |
| 2017-03-13 | 17,000 | 17,000 | Direct |
Footnotes
- All options will vest on 12/31/2013
- All options were fully vested on 12/31/2012
- All options were fully vested on 3/03/2011
- 1/3 vested on 3/15/2012, 1/3 vested on 3/15/2013, and 1/3 will vest on 3/15/2014
- 1/3 vested on 3/13/2013, 1/3 will vest on 3/13/2014, and 1/3 will vest on 3/13/2015
- All options were fully vested as of 5/8/2011
- Granted to Reporting Person directly from Issuer pursuant to Reporting Person's employment Agreement.
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