Filing Details
- Accession Number:
- 0001144204-13-067451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 15:24:23
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 15:24:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410098 | Cormedix Inc. | CRMD | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313149 | W Steven Lefkowitz | C/O Cormedix Inc. 745 Route 202-206, Suite 303 Bridgewater NJ US 08807 | Interim Chief Financial Ofcr | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-12-16 | 7,500 | $0.74 | 141,929 | No | 4 | P | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-12-13 | 10,500 | $0.80 | 134,429 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Senior Convertible Note (convertible into Common Stock) | Disposition | 2013-11-13 | 42,857 | $0.35 | 42,857 | $0.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-11-13 | 2013-11-13 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value Per Share | 100,000 | Indirect | Wade Capital Corporation Money Purchase Plan |
Common Stock, $0.01 Par Value Per Share | 1,000 | Indirect | Report Person's Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Warrant (right to purchase Common Stock) | $3.44 | 2013-08-20 | 2015-03-24 | 5,000 | 5,000 | Direct |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $0.90 | 2023-03-20 | 120,000 | 120,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $0.68 | 2022-12-05 | 150,000 | 150,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Warrant (right to purchase Common Stock) | $0.40 | 2012-11-13 | 2017-11-13 | 37,500 | 37,500 | Direct |
Common Stock, $0.001 Par Value Per Share | Warrant (right to purchase Common Stock) | $0.40 | 2012-09-20 | 2017-09-20 | 87,500 | 87,500 | Indirect |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $0.29 | 2022-01-06 | 30,000 | 30,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $1.10 | 2021-08-11 | 30,000 | 30,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Warrant | $3.44 | 2015-03-24 | 19,536 | 19,536 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-03-24 | 5,000 | 5,000 | Direct |
2023-03-20 | 120,000 | 120,000 | Direct |
2022-12-05 | 150,000 | 150,000 | Direct |
2017-11-13 | 37,500 | 37,500 | Direct |
2017-09-20 | 87,500 | 87,500 | Indirect |
2022-01-06 | 30,000 | 30,000 | Direct |
2021-08-11 | 30,000 | 30,000 | Direct |
2015-03-24 | 19,536 | 19,536 | Direct |
Footnotes
- The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
- These options vest quarterly over two years beginning June 13, 2013.
- These options vest as follows: (a) fifty percent (50%) on the date of issuance of the CE Mark certification for Neutrolin in Europe, which occuured on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
- The options vest in full on the first anniversary of the date of grant.
- The options vest ratably, one-third of which will vest on each of the grant date, the first anniversary and the second anniversary thereof.
- (Right to buy Common Stock, $0.001 par value per share)
- The warrants were issued as part of the Company's initial public offering in March 2010 and were exercisable beginning six months after the effective date of the Company's registration statement related thereto.
- The reporting person's Form 4 filed September 23, 2013 mistakenly indicated the total number of securities beneficially owned was 181,072, when in fact the total number of securities beneficially owned is 100,000.