Filing Details

Accession Number:
0001144204-13-067451
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-16 15:24:23
Reporting Period:
2013-12-13
Filing Date:
2013-12-16
Accepted Time:
2013-12-16 15:24:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410098 Cormedix Inc. CRMD Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313149 W Steven Lefkowitz C/O Cormedix Inc.
745 Route 202-206, Suite 303
Bridgewater NJ US 08807
Interim Chief Financial Ofcr Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2013-12-16 7,500 $0.74 141,929 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2013-12-13 10,500 $0.80 134,429 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Per Share Senior Convertible Note (convertible into Common Stock) Disposition 2013-11-13 42,857 $0.35 42,857 $0.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-11-13 2013-11-13 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share 100,000 Indirect Wade Capital Corporation Money Purchase Plan
Common Stock, $0.01 Par Value Per Share 1,000 Indirect Report Person's Wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Per Share Warrant (right to purchase Common Stock) $3.44 2013-08-20 2015-03-24 5,000 5,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Option (right to buy) $0.90 2023-03-20 120,000 120,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Option (right to buy) $0.68 2022-12-05 150,000 150,000 Direct
Common Stock, $0.001 Par Value Per Share Warrant (right to purchase Common Stock) $0.40 2012-11-13 2017-11-13 37,500 37,500 Direct
Common Stock, $0.001 Par Value Per Share Warrant (right to purchase Common Stock) $0.40 2012-09-20 2017-09-20 87,500 87,500 Indirect
Common Stock, $0.001 Par Value Per Share Stock Option (right to buy) $0.29 2022-01-06 30,000 30,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Option (right to buy) $1.10 2021-08-11 30,000 30,000 Direct
Common Stock, $0.001 Par Value Per Share Warrant $3.44 2015-03-24 19,536 19,536 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-24 5,000 5,000 Direct
2023-03-20 120,000 120,000 Direct
2022-12-05 150,000 150,000 Direct
2017-11-13 37,500 37,500 Direct
2017-09-20 87,500 87,500 Indirect
2022-01-06 30,000 30,000 Direct
2021-08-11 30,000 30,000 Direct
2015-03-24 19,536 19,536 Direct
Footnotes
  1. The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
  2. These options vest quarterly over two years beginning June 13, 2013.
  3. These options vest as follows: (a) fifty percent (50%) on the date of issuance of the CE Mark certification for Neutrolin in Europe, which occuured on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
  4. The options vest in full on the first anniversary of the date of grant.
  5. The options vest ratably, one-third of which will vest on each of the grant date, the first anniversary and the second anniversary thereof.
  6. (Right to buy Common Stock, $0.001 par value per share)
  7. The warrants were issued as part of the Company's initial public offering in March 2010 and were exercisable beginning six months after the effective date of the Company's registration statement related thereto.
  8. The reporting person's Form 4 filed September 23, 2013 mistakenly indicated the total number of securities beneficially owned was 181,072, when in fact the total number of securities beneficially owned is 100,000.