Filing Details
- Accession Number:
- 0001273412-13-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 14:50:55
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 14:50:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577818 | A Karen Rockoff | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-1538 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-04 | 2,271 | $0.00 | 2,571 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-12-12 | 75 | $17.00 | 2,646 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $14.06 | 2023-04-15 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-15 | 1,000 | 1,000 | Direct |
Footnotes
- The options were exercisable in five equal annual installments on April 15, 2014, 2015, 2016, 2017 and 2018.
Billionaire Hedge Funds
