Filing Details
- Accession Number:
- 0001181431-13-062820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 14:28:46
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 14:28:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024725 | Tenneco Inc | TEN | Motor Vehicle Parts & Accessories (3714) | 760515284 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369565 | D Paul Novas | 500 North Field Drive Lake Forest IL 60045 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-12 | 7,200 | $26.70 | 116,383 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-12 | 7,200 | $55.60 | 109,183 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2013-12-12 | 7,200 | $0.00 | 7,200 | $26.70 |
Common Stock | Stock Equivalent Units | Acquisiton | 2013-12-13 | 7,460 | $55.49 | 7,460 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-15 | No | 4 | M | Direct | |
110,863 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,306 | Direct | |
Common Stock | 17,512 | Indirect | By 401(K) |
Footnotes
- Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- The Common Stock reported herein as being sold were sold at a range of between $55.60 and $55.62 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Reflects restricted stock granted pursuant to Rule 16b-3.
- Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- The stock options exercised by the Reporting Person vested in three equal installments on January 16, 2008, January 16, 2009 and January 16, 2010.
- Reflects stock options granted pursuant to Rule 16b-3.
- 1-for-1
- Represents a Discretionary Transaction that is exempt from Section 16(b) pursuant to Rule 16b-3(f).
- Previously deferred compensation invested by the Reporting Person in Stock Equivalent Units under the Issuer's Incentive Deferral Plan. The deferred amount will be settled, at the Issuer's option, in cash or stock on 01/01/2025 or, if earlier, upon the Reporting Person's separation from service with the Issuer.
- The remaining deferred amount of Stock Equivalent Units will be settled, at the Issuer's option, in cash or stock as follows: 91,914 on 01/01/2023 and 11,489 on 01/01/2024 or, in each case if earlier, upon the Reporting Person's separation from service with the Issuer.