Filing Details
- Accession Number:
- 0001127602-13-034621
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 14:11:29
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 14:11:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1315720 | S Jingshyh Su | 1441 Gardiner Lane Louisville KY 40213 | Chair & Ceo - China Division | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 29,574 | $17.23 | 120,442 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 58,040 | $17.23 | 178,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 87,614 | $71.93 | 90,868 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-13 | 29,574 | $0.00 | 29,574 | $17.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-13 | 58,040 | $0.00 | 58,040 | $17.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
| 0 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 278,361 | Indirect | BVI Company |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $71.67 to $72.37. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares at prices at which the transaction was effected
Billionaire Hedge Funds
