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Filing Details

Accession Number:: 0001209191-13-056975
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-13 19:47:29
Reporting Period:: 2013-12-11

Filing Date:: 2013-12-13
Accepted Time:: 2013-12-13 19:47:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1392380	Gevo Inc.	GEVO	Industrial Organic Chemicals (2860)	870747704

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1032453	Vinod Khosla	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1471809	Khosla Ventures Iii, L.p.	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1501927	Vk Services, Llc	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1501934	Khosla Ventures Associates Iii, Llc	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1501935	Khosla Ventures I, L.p.	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1501936	Khosla Ventures Associates I, Llc	C/O Khosla Ventures 2128 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-11	1,111,111	$0.00	3,175,225	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2013-12-11	1,111,111	$0.00	1,111,111	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2013-12-11	1,111,111	$0.00	1,111,111	$1.85
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2013-12-11	1,111,111	$0.00	1,111,111	$1.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,111,111	2013-12-11	2016-12-16	No	4	A	Indirect
1,111,111	2013-12-11	2018-12-16	No	4	A	Indirect

Footnotes

The securities are owned by Khosla Ventures III ("Khosla III"). VK Services, LLC serves as the manager of Khosla Ventures Associates III, LLC ("KVA III"), which serves as the general partner of Khosla III. Vinod Khosla is the managing member of VK Services, LLC and Vinod Khosla may be deemed to possess sole voting and investment control over the shares owned by Khosla III and may be deemed to have indirect beneficial ownership of such shares. Neither KVA III nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Each common stock unit consists of one share of common stock and a warrant to purchase one share of common stock, at a public offering price of $1.35 per common stock unit. Each warrant inlcuded in a common stock unit will have an exercise price of $1.85 per share share, will be exercisable from the date of original issuance and will expire on December 16, 2018. The shares of common stock and the warrants will be immediately separable and will be issued separately.
The securities are owned by KFT Trust, for which Vinod Khosla and his spouse are the trustees. Mr. Khosla may be deemed to possess voting and investment control over such shares, and to have indirect beneficial ownership of such shares. Mr. Khosla disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
The warrants are subject to ownership limitations, such that the warrants are not exercisable to the extent that their exercise would result in the beneficial ownership by the holder in the Issuer's securities to exceed certain thresholds. A more complete description of the ownership limitations is set forth in the Prospectus Supplement, filed by the issuer with the Securities and Exchange Commission on December 12, 2013.