Filing Details
- Accession Number:
- 0001181431-13-062763
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-12-13 18:53:06
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-12-13
- Accepted Time:
- 2013-12-13 18:53:06
- Original Submission Date:
- 2013-11-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158895 | Lemaitre Vascular Inc | LMAT | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365738 | W Cornelia Lemaitre | C/O Lemaitre Vascular, Inc 63 Second Avenue Burlington MA 01803 | Vp, Human Resources, Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-30 | 4,000 | $7.75 | 190,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-31 | 6,000 | $7.75 | 184,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-31 | 10,000 | $8.00 | 174,581 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 468,937 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.45 | 2005-01-27 | 2015-01-27 | 2,545 | 2,545 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $11.30 | 2005-07-20 | 2015-07-20 | 1,327 | 1,327 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $3.00 | 2009-07-27 | 2016-07-27 | 1,510 | 1,510 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $5.85 | 2010-07-26 | 2017-07-26 | 5,712 | 5,712 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $7.10 | 2011-07-26 | 2018-07-26 | 5,493 | 5,493 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $6.23 | 2012-07-25 | 2019-07-25 | 6,531 | 6,531 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $6.67 | 2013-07-24 | 2020-07-24 | 11,444 | 11,444 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-01-27 | 2,545 | 2,545 | Indirect |
| 2015-07-20 | 1,327 | 1,327 | Indirect |
| 2016-07-27 | 1,510 | 1,510 | Indirect |
| 2017-07-26 | 5,712 | 5,712 | Indirect |
| 2018-07-26 | 5,493 | 5,493 | Indirect |
| 2019-07-25 | 6,531 | 6,531 | Indirect |
| 2020-07-24 | 11,444 | 11,444 | Indirect |
Footnotes
- Reflects a difference of 2 shares from direct ownership previously reported.
- The securities are held by the Reporting Person's spouse and were not previously reported as an indirect holding of the Reporting Person.
- This option is fully vested and exercisable.
- This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vesting in equal annual installments over the remaining four years.
- Represents the remaining shares subject to this option as this option was previously exercised in part.
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