Filing Details
- Accession Number:
- 0001480248-13-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-13 16:10:18
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-13
- Accepted Time:
- 2013-12-13 16:10:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198663 | J Richard Gaynor | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2013-12-12 | 35,000 | $5.56 | 190,308 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2013-12-12 | 46,250 | $7.95 | 144,058 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2013-12-12 | 25,000 | $8.04 | 119,058 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2013-12-12 | 15,000 | $8.01 | 104,058 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2013-12-13 | 2,750 | $8.05 | 101,308 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2013-12-13 | 3,500 | $8.04 | 97,808 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2013-12-12 | 35,000 | $0.00 | 35,000 | $5.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
151,791 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- Sale of these shares were made by Mr. Gaynor pursuant to a Rule 10b5-1 plan adopted August 28, 2012.
- Of these options, one fourth vested on March 1, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to March 2011.