Filing Details
- Accession Number:
- 0001480248-13-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-13 16:03:51
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-13
- Accepted Time:
- 2013-12-13 16:03:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192444 | Iii L Ernest Godshalk | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-12-11 | 50,000 | $1.66 | 111,270 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-12-11 | 26,000 | $8.30 | 85,270 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-12-12 | 47,920 | $1.66 | 133,190 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-12-12 | 25,269 | $7.84 | 60,714 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (right to buy) | Disposition | 2013-12-11 | 50,000 | $0.00 | 50,000 | $1.66 |
| Common Stock, $.01 Par Value | Stock Option (right to buy) | Disposition | 2013-12-12 | 47,920 | $0.00 | 47,920 | $1.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145,840 | 2011-07-27 | 2016-07-27 | No | 4 | M | Direct |
| 97,920 | 2011-07-27 | 2011-07-27 | No | 4 | M | Direct |
Footnotes
- Exercise occurrred at the direction and for the benefit of the insider's former spouse and therefore did not result in an acquisition of beneficial ownership by the insider.
- Since the date of the reporting person's last ownership report, reporting person transferred 47,207 shares of GT Advanced Technologies Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any secuirties owned by his ex-wife.
Billionaire Hedge Funds
