Filing Details
- Accession Number:
- 0001250853-13-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-13 12:11:42
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-13
- Accepted Time:
- 2013-12-13 12:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561743 | Kindred Biosciences Inc. | KIN | Pharmaceutical Preparations (2834) | 461160142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454385 | Oleg Nodelman | C/O Kindred Biosciences, Inc. 1499 Bayshore Highway, Suite 226 Burlingame CA 94010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-12 | 400,000 | $7.00 | 873,187 | No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2013-12-11 | 20,000 | $0.00 | 20,000 | $7.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2023-12-11 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Direct |
Footnotes
- These shares were purchased in connection with the Issuer's initial public offering.
- Held by EcoR1 Capital Fund, L.P. The sole general partner of EcoR1 Capital Fund, L.P. is EcoR1 Capital, LLC, of which the Reporting Person is the sole managing member. As such, the Reporting Person is deemed to be the beneficial owner of the securities held by EcoR1 Capital Fund, L.P.
- Granted pursuant to the Issuer's 2012 Equity Incentive Plan.
- 5,000 of the shares subject to the option will vest on December 11, 2014, with the remaining shares vesting in equal monthly installments over the ensuing 36 months, subject to the Reporting Person's continuous service as a director.