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Filing Details

Accession Number:: 0001104659-13-090004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-12 20:28:25
Reporting Period:: 2013-12-10

Filing Date:: 2013-12-12
Accepted Time:: 2013-12-12 20:28:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315695	Rockwood Holdings Inc.	ROC	Chemicals & Allied Products (2800)	522277366

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1334296	Seifi Ghasemi	C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540	Chairman & Chief Exec Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-10	206,000	$14.61	911,790	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-10	206,000	$72.34	705,790	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-11	30,200	$14.61	735,990	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-11	100	$14.61	736,090	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-11	30,200	$71.25	705,890	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-11	100	$71.79	705,790	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-12	71,729	$14.61	777,519	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-12	71,729	$70.00	705,790	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-12	198,508	$14.61	904,298	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-12	198,508	$70.02	705,790	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-12	1,711	$70.09	707,501	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-12	1,711	$14.61	705,790	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-12-12	117,136	$31.73	822,926	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-12	117,136	$70.17	705,790	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-10	206,000	$0.00	206,000	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-11	30,300	$0.00	30,300	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-12	71,729	$0.00	71,729	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-12	198,508	$0.00	198,508	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-12	1,711	$0.00	1,711	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2013-12-12	117,136	$0.00	117,136	$31.73

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
102,029	2014-09-24	No	4	M	Direct
71,729	2014-09-24	No	4	M	Direct
0	2014-09-24	No	4	M	Direct
0	2014-09-24	No	4	M	Direct
0	2014-09-24	No	4	M	Direct
0	2014-05-16	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at share prices ranging from $72.13 to $72.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at share prices ranging from $70.77 to $71.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at share prices ranging from $70.00 to $70.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at share prices ranging from $70.09 to $70.522. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
These performance-based stock options were granted to the holder on September 24, 2004 and vested and became exercisable by the holder in installments of 20% on each of the first five grant date anniversaries pursuant to achievement of certain specified performance-based targets. These performance-based stock options expire on September 24, 2014.
These time-based stock options were granted to the holder on September 24, 2004 and vested and became exercisable by the holder in installments of 20% on each of the first five grant date anniversaries. These time-based stock options expire on September 24, 2014.
These time-based stock options were granted to the holder on May 16, 2007 and vested and became exercisable by the holder in three equal annual installments beginning on the December 31st of the year following the grant date. These time-based stock options expire on May 16, 2014.